BICA CPE Seminar: Regulatory & Ethical Considerations

Thursday March 9th, 2006 to Tuesday November 30th, 1999

Category: Financial Services

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The Bahamas Institute of Chartered Accountants (BICA) will host this full day CPE Seminar on:

Regulatory and Ethical Considerations for Accountants and Compliance Professionals

Venue: Oceanview Suite, Breezes SuperClubs Resort

Informative and thought-provoking sessions led by an array of qualified professionals:

• Business Ethics – Measuring Professional Conduct with Code

• The Anti-Terrorism Act 2004 – Impact on the Accounting and Other Professions

• Review of On-Site Examination Procedures for Financial & Corporate Service Providers and Non-Traditional Financial Institutions

• The Important Role of the FIU – Statement of Objectives, Discussion on STRs Activity Levels & Statistical Updates

• Risk Based Approach to AML – Enhancing its Effectiveness

The Seminar starts at 8:30 a.m., and Presentations and Discussion on the above topics will be lead by:

• Rowena Bethel & Stephen Thompson – Compliance Commission Executives

• Senior Practitioners from the Accounting Profession and Regulatory Disciplines

• Mr. Edward Smith – FIU Executive

Question and answer sessions will follow each presentation.

Who Should Attend: Accountants, Compliance Professionals, Financial & Corporate Services Providers and Other Professionals.

Why You Will Benefit:

• Hear from authoritative speakers on relevant topics

• Get answers to your “burning” questions

• Improve your perspective and jump-start your Risk-Based approach to AML activities

• Earn 7 CPE hours and enhance your overall knowledge on the topics presented

Pre-Registration is Encouraged. Please contact the BICA Office at Marlborough House Immediately West of “Pirates of Nassau”.

Cost: BICA Members $100. All Others $125